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LEGAL

DISCLOSURES

 

Terms and Conditions of use

 

By visiting this Web site, you agree to the terms of use set forth herein, which may be changed from time to time without any prior notice. Your visit to this Web site or continued use of the services offered through this Web site signifies your acceptance of the Terms of Use, including any changes thereto. These terms and your use of this Web site are governed by the laws of the Province of Quebec and other applicable Canadian laws.

Liability Waiver

The information contained on this website should not be construed as specific advice for your particular situation, nor as financial, legal, accounting, tax or investment advice. Please consult your advisors for advice tailored to your specific situation.

The information published on this website is subject to change without notice. Furthermore, we cannot guarantee its accuracy or completeness at the time you view it. This information is not necessarily updated to take account of events after its publication.

Except in the case of gross negligence, we assume no responsibility for any damage that may be caused by the use of this Web site, in particular by its temporary or permanent inaccessibility, by the information it contains, including errors in such information or the fact that it is not up to date, any action or decision made by you or any other person in reliance on this Web site or its content, any unauthorized use or reproduction of this Web site or its content, or any technological or cybersecurity issues that may arise during or as a result of your use of this Web site.

 

Restrictions on the availability of products and services

 

The information contained on this website is intended exclusively for institutional investors with advanced investment knowledge. In addition, the products and services mentioned on this website are available only in those provinces and territories of Canada where they may be lawfully offered, including AlphaFixe's registrations with securities and derivatives regulators, and are restricted to certain types of investors who qualify under one of the prospectus exemptions provided for in the applicable regulations.

The information contained in this Web site does not constitute an offer or solicitation to buy or sell investment fund securities or any other products or services to any person in any jurisdiction in which such offer or solicitation is not authorized or cannot be legally made. Nor is such information directed to any person to whom it would be unlawful to make such an offer or solicitation.

Where returns or statistical data are presented, institutional investors viewing such information are advised to consider all relevant factors disclosed in connection therewith, where applicable. These include the date of the period in question, the use of actual or hypothetical data, benchmark indicators, data sources, composites used and their construction, the method and assumptions applied to calculate the performance information or data presented, as well as information on strategies and their inherent limitations and risks. Institutional investors are also advised to take into account, as appropriate, the impact that trading and custodial costs, other account or financial product fees, tax consequences, management fees, fluctuations in the value of securities, and the reinvestment of dividends, interest and distributions may have on these returns or statistical data. Past results are not a guarantee of future results.

Copyright

 

All information on this website is protected by applicable copyright laws. It is forbidden to copy, distribute, modify, publish or use any text, image, video clip or source code as well as any logo or user interface design without prior written authorization from AlphaFixe. Any unauthorized use or reproduction of these trademarks and names is strictly prohibited.

Risks Associated with Transmitting Information by E-mail or via the Internet

 

The confidentiality and security of information transmitted by e-mail or via the Internet using other technology is not guaranteed. Communications by e-mail or otherwise transmitted over the Internet may be intercepted, lost or even altered. AlphaFixe is not responsible for any damages you or any other person may suffer as a result of sending an e-mail containing confidential information over the Internet to AlphaFixe, or receiving an e-mail from AlphaFixe at your request, or transmitting information through this Web site.

Privacy Policy

 

AlphaFixe is committed to protecting personal information in the course of its business in accordance with applicable legislation. This section summarizes our policies and procedures in this regard. All AlphaFixe employees and consultants are required to comply with these policies and procedures to ensure the confidentiality and protection of our customers' personal information.

AlphaFixe implements a set of safeguards to ensure the confidentiality of its customers' personal information, to protect it against loss or theft, as well as against unauthorized disclosure or access. These measures include restricted access to premises, technological measures such as external backups and archiving processes to protect customers' personal information, management of access to personal information, and rigorous review of and contractual agreements with external suppliers.

AlphaFixe may collect, use, disclose and safeguard personal information about customers or their representatives with their consent or as permitted or required by law.

 

With regard to customers, AlphaFixe collects personal information during the account opening process and subsequent updates in order to identify them and provide them with products and services, in accordance with applicable regulations (notably, securities regulations, various tax laws, as well as laws aimed at combating money laundering and the financing of terrorist activities). The collection of personal information is also intended to enable the company to comply with the applicable regulatory requirements to which it is subject.

With regard to Employees, the Company may collect information on experience, qualifications, curricula vitae and motivation letters, background checks, evaluations carried out from time to time, remuneration, bank details and certain other PR generated by the employment relationship.

 

The personal information collected is to be used in connection with the employment contract between AlphaFixe and the Employee. This collection is done in order to offer services that benefit employees, such as payroll services, group insurance and pension plans, and the management of cellular services.

When personal information is collected, it must be used only for the purposes of the mandate granted to AlphaFixe by the customer, or in accordance with the exceptions provided for in the applicable legislation. Personal information collected from an employee shall only be used in connection with the employee's employment with AlphaFixe.

In some cases, AlphaFixe may need to provide personal information obtained from its customers and employees to outside suppliers in order to provide agreed-upon services or to administer the business or employment relationship. Where appropriate, AlphaFixe assesses the adequacy of the measures taken by such external suppliers to maintain the confidentiality and security of your personal information. We also require that they use your personal information only for the purposes for which it was provided to them.

In certain circumstances, the law may also require us to disclose personal information in our possession to government authorities or agencies, or to regulatory or self-regulatory bodies. We may also be required to do so by law. Certain external suppliers may also use technologies or infrastructures to host or process data that are not located in Quebec or Canada. Similarly, the authorities and courts of the countries where these external suppliers are located could, in certain circumstances, compel them to provide access to the personal information they contain.

When personal information is collected from customers or employees, it is retained for the period during which the customer maintains an account with AlphaFixe or the employment relationship continues, and for such period thereafter as may be necessary to enable AlphaFixe to comply with applicable regulations.

 

Personal information shall be retained only as long as necessary for the fulfillment of those purposes. When personal information is no longer required, it is securely destroyed.

You have the right to access and rectify your personal information, and may request access to it. You may also challenge the accuracy and completeness of your personal information and, if we believe an error has been made, we will amend it in accordance with your instructions.

If we have reason to believe that a privacy incident involving personal information in our possession has occurred, we will take reasonable steps to minimize the risk of harm and to prevent similar incidents in the future. Where appropriate, AlphaFixe will also comply with regulatory and contractual notification and documentation obligations relating to such incidents.

 

Requests relating to the protection of personal information may be made in writing (by letter or e-mail) to the following address:

 

AlphaFixe Capital inc.

Privacy Officer

1800, rue McGill College

Bureau 2420

Montréal (Québec)

H3A 3J6

E-mail: m.stcyr@alphafixe.com

 

Document :​

Trade Matching Statement

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